Nikhil Rao
Licensing & registration compliance officer
Pune, India
Joined March 2026
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Summary
Focused compliance professional whose current title is Licensing and Registration Compliance Officer at UBS, indicating a primary role in licensing and registration within the firm's compliance function. theorg
Prior experience at Bank of America in senior licensing and registration responsibilities, reflecting continuity of work in licensing, registration and regulatory reporting across major financial institutions. bold
Role responsibilities explicitly reference US licensing, registration and regulatory reporting tasks and interactions with regulators (e.g., FINRA and state regulators) as part of licensing and registration activities. bold
Educational background includes studies at RK University, with a BBA in Finance and Marketing (2017–2020) and further study at RK University (2020–2022).